Legal & Disclaimers

Dhaliwal Capital is not registered as an investment advisor with the U.S. Securities and Exchange Commission (SEC) or any state securities regulatory authority. We operate as private investors managing our own capital and that of a limited number of clients with whom we have established relationships.

Our investment activities are conducted in accordance with applicable exemptions from registration requirements. The information provided on this website is for informational purposes only and does not constitute an offer to sell, a solicitation of an offer to buy, or a recommendation of any security or investment strategy.

Nothing on this website should be interpreted as investment advice or a recommendation to invest in any particular security, sector, or investment strategy. Investment decisions should be made based on an individual's own goals, time horizon, and tolerance for risk.

Investment Risks: All investments involve risk, including the possible loss of principal. The value of investments can fluctuate, and investors may lose some or all of their investment. Past performance is not indicative of future results.

Strategy-Specific Risks: Different investment strategies carry different levels of risk:

• Equity Investments: Subject to market, economic, and company-specific risks.
• Short Selling: Involves potentially unlimited risk due to the possibility of unlimited loss if a security's price increases significantly.
• Options Trading: Carries significant risks and may not be suitable for all investors due to the leverage involved and complex nature of these instruments.
• Algorithmic Trading: Subject to technological, modeling, and data risks that may lead to unexpected outcomes.
• Derivatives: These complex instruments often involve substantial risk and are not suitable for all investors.

Diversification: Diversification does not ensure a profit or guarantee against loss. Investors should carefully consider their investment objectives, risk tolerance, and time horizon before investing with Dhaliwal Capital.

Performance Calculation: All performance data presented on this website is net of fees and expenses. Performance figures for periods longer than one year are annualized.

Hypothetical Results: Some performance information may represent hypothetical or backtested results that do not represent actual trading. Hypothetical performance results have inherent limitations, including the fact that they are generally prepared with the benefit of hindsight.

AUM Disclosure: Any figures presented regarding assets under management are approximate and for informational purposes only. Such figures have not been independently verified and should not be relied upon for making investment decisions.

Past Performance: Past performance is not indicative of future results. There can be no assurance that any investment strategy will achieve its objectives or avoid losses.

Data Collection: Dhaliwal Capital is committed to protecting the privacy of visitors to our website and clients. We collect limited personal information from website visitors, primarily through the contact form, and use this information solely for the purpose of responding to inquiries.

Client Information: For clients, we collect and maintain personal and financial information necessary to provide investment services. This information is kept strictly confidential and is not shared with third parties except as required to provide services or as required by law.

Cookies: Our website may use cookies for analytics purposes to improve user experience. Users can control cookie preferences through their browser settings.

Security: We implement appropriate security measures to protect against unauthorized access to or unauthorized alteration, disclosure, or destruction of data.

Website Content: The information on this website is for informational purposes only. Dhaliwal Capital makes no representations or warranties regarding the accuracy, completeness, or timeliness of any content on this website.

Intellectual Property: All content on this website, including text, graphics, logos, and images, is the property of Dhaliwal Capital and is protected by copyright and other intellectual property laws.

Third-Party Links: This website may contain links to third-party websites. Dhaliwal Capital does not endorse and is not responsible for the content, products, or services offered by these third-party sites.

Limitation of Liability: In no event shall Dhaliwal Capital be liable for any damages arising from the use of or inability to use this website or its content.